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Securities Supervision Commission and other six departments: compacting the "gatekeeper" responsibility of intermediaries
Securities Supervision Commission six departments compaction intermediary agency gatekeeper responsibility
On July 5th, the "Opinions" proposed that the "gatekeeper" responsibility of intermediaries should be compacted. Promote the quality-oriented quality evaluation mechanism for intermediaries of listed companies and bond issuers. Supervise sponsors, accounting firms, asset appraisal agencies, law firms and other intermediaries to strengthen the quality control of practice. Strengthen the supervision and inspection of intermediaries. If intermediaries find fraud involving securities issuers and lis...
2024-07-05 09:09:16
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